- A meeting to determine what you are trying to accomplish; a financial goal. The client provides financial information and the planner will create a Balance Sheet and Net Worth Statement.
- Using the financial information provided and the establishment of a target goal of a dollar amount you desire at some point in the future a report is reviewed with the Client to discuss the probability of reaching that goal.
- Analyzing the Client's current investment strategy and determining if changes need to be made to increase the probability of reaching the financial goal.
- Developing and presenting the financial planning recommendations that will help the client make informed decisions and create a long term strategic investment plan.
- Implementing the financial planning recommendations, helping the client review and select investments options that can be used to pursue the goals established.
- Monitoring the financial planning recommendations and progress towards financial goals with discussions of any changes that may need to be made and any changes in the clients circumstances in life.
There is no assurance that the techniques and strategies discussed are suitable for all investors or will yield positive outcomes. The purchase of certain securities may be required to effect some of the strategies. Investing involves risks including possible loss of principal.
